The Germanwings crash in March of 2015 has brought a sensitive subject to the forefront in aviation; pilot mental health. To date, this is the first study providing a description from anonymous reporting of mental health among commercial airline pilots with an emphasis on depression and suicidal thoughts. Our study also oversampled female pilots (13.7% of our study population) to better describe this minority population (about 4%) among commercial airline pilots [17]. We utilized an anonymous web-based survey to collect responses and a clinically validated questionnaire, PHQ-9, to determine depression (PHQ-9 total score ≥ 10).
In the context of reporting depression, female pilots reported more days with poor mental health and having more diagnosed depression than male pilots, which mirrors reporting among the general population. The prevalence of depression (12.6%) among pilots from our study is much higher than some studies utilizing identifiable surveys and medical records [19, 20] and possibly lower than another study [31]. One study utilizing anonymous case reporting among commercial airline pilots between years 1996 and 1999 found the prevalence of psychiatric disease around 7.5% [18]. However, this study did not report information on depression or suicidal thoughts and its authors acknowledged the inability to identify an exact reference population [18]. In addition, a study utilizing the medical record database of U.S. Air Force pilots estimated a prevalence of depression of 0.06% during years 2001–2006 [19]. Researchers evaluating airline pilots in the New Zealand Health Survey found a prevalence of depression of 1.9% during years 2009–2010 [20]. A report on Air Canada pilots with long term disability found a prevalence of mental disorders at 15.8% [31]. These studies did not evaluate prevalence of pilots having suicidal thoughts. Furthermore, estimates of prevalence of depression or depressive symptoms among other high stress occupations include 12% among deployed and 13% among previously deployed U.S. military personnel [13], 7% among U.S. emergency medical technicians [14], and 10–17% among U.S. police officers [15]. From these studies of mental illness in pilots and similar high stress occupations, the prevalence of depression in our results seem probable. Moreover, the higher prevalence of depression among victims of frequent sexual or verbal harassment in our study provides further evidence of its existence among airline pilots, deep negative effects on its victims, and the urgent need to eliminate this form of harassment and help this subpopulation of workers.
Our study found 75 pilots (4.1%) reported having thoughts of being better off dead or self-harm within the past two weeks. To our knowledge, this is the most current measure of the prevalence of suicidal thoughts among airline pilots. One study estimated an aircraft assisted suicide rate of 0.33% over a 20 year period in the U.S. following analysis of aircraft accidents from 1956 to 2012 [32]. However, this study measured completed suicides, not prevalence of suicidal thoughts.
We hypothesize two possible explanations for the lower prevalence of meeting depression threshold in pilots who initiated the survey in more western culture countries compared to others. One reason is the type of culture the pilots identify themselves with and country of survey initiation is not an accurate match. If true more western culture pilots were flying longer trips (such as from western to eastern culture countries) compared to true less western culture pilots, then these more western culture pilots may be more likely to initiate surveys in less western culture countries because of more downtime between flights. This could result in the misclassification of less western culture pilots appearing to have higher prevalence of meeting threshold for depression. Underlying factors could stem from longer trips increasing the risk of experiencing greater circadian rhythm disruption and longer exposure to other possible occupational factors related to mental illness. This misclassification also could occur the other way with healthier true less western culture pilots flying to more western culture countries and initiating surveys. Thus making western pilots appear healthier.
Another explanation for this result is that type of culture the pilots identify themselves with and country of survey initiation is an accurate match and that pilots from more western culture countries in our study have a lower prevalence of meeting depression threshold. We were unable to validate what culture pilots identify with due to lack of data. Nevertheless, even if the country of survey initiation accurately matches with pilots’ culture identification, our study has limited data on pilots surveyed outside western culture countries.
The prevalence of having suicidal thoughts between more western and less western culture countries of survey initiation was not significantly different at the 0.05 level. That said, the slightly higher prevalence of suicidal thoughts among less western culture countries may be due to the reasons given for the difference in prevalence of depression.
Additionally, the results of the comparison of more against less western culture countries in our study do not align with patterns in survey results of mental disorders around the world [33]. These surveys find more western culture countries generally having a higher 12-month prevalence of mood disorders [33]. However, researchers note that differences in mood disorder prevalence between high and low prevalence countries are likely smaller than the surveys show [33]. This is likely due to more underestimation of prevalence in low prevalence countries [33]. Consequently, this provides further evidence that the type of culture the pilots identify with in our study and country of survey initiation is not an accurate match.
Moving more generally, the topic of mental illness among airline pilots is not new, but identifying and assisting pilots with mental illness remains a present day challenge. Although the results of this study do not gauge pilots’ level of access to mental health treatment, it stimulates dialogue of treatment options available to assist pilots. More importantly, the subpopulations of victims of sexual or verbal harassment need even more urgent assistance. That said, barriers to seeking treatment for mental health issues among high stress occupations such as military personnel deployed in combat operations, emergency situation first responders, and firefighters and police officers are documented in the literature [34–36]. Although different in degree and severity of stressors, commercial airline pilots may experience similar occupational and individual barriers to seeking treatment [37]. These include shift-work, long and continuous hours, and increased stigma towards admitting one has mental health problems resulting from work.
Long and continuous work-hours make scheduling treatment difficult [38]. In addition, researchers attribute stigma among workers in high stress public safety protection occupations, which we argue includes piloting commercial aircraft, to the emphasis on being resilient and independent; thus, admitting having a mental health problem is extremely difficult [39, 40]. Other barriers to seeking treatment include increased social withdrawal among those experiencing symptoms of mental health problems such as depression [41] and concerns toward treatment (e.g., not trusting mental health professionals) [41, 42] and self-reporting (e.g., belief admitting will cause harm to career) [43], and social norms (e.g., weak support of those getting treatment) [34].
Since mental health problems are prevalent among our participants and maybe exacerbated in high stress work situations, we agree with the argument that organizations are responsible for ensuring employees who develop mental health problems receive timely mental health treatment [40]. Houdmont, Leka, and Sinclair [34] discuss three ways to increase treatment seeking among employees: (1) normalizing the receipt of needed mental health treatment (e.g., getting leadership endorsement), (2) emphasizing getting mental health treatment will prevent more severe problems from affecting employee performance, and (3) tailoring treatment to the occupational context. There are a number of deliverable solutions currently in place, which incorporate elements of these three recommendations.
Specifically, applying traditional cognitive behavioral treatment (CBT) while integrating work experiences shows promise in faster return to work among those on leave for mental health issues [44]. Furthermore, research supports the efficacy of internet-based treatments (e.g., CBT delivered online) as a viable option [45] for mild to moderate depression [46]. Reviews of internet-based psychological treatments for depression such as Internet-based CBT (ICBT) find it an effective alternative to face-to-face psychological treatments with the caveat that guided ICBT is more effective than unguided [47]. Findings also support therapist contact before and/or after ICBT have further efficacious effect of treatment [47]. Concerns toward ICBT include a meta-analysis published in 2013 of effectiveness of computerized CBT on adult depression showing the lack of significant effect of long-term treatment outcomes compared to short-term treatment duration and significantly high participant drop-out [48].
Despite the disadvantages, we believe the above studies give good reason for increased attention to commercial airlines considering work-experience tailored interventions such as ICBT for treating mental health problems, specifically depression, among pilots. Such initiatives could run parallel with leadership endorsement of professional face-to-face contact throughout the guided recovery process. We acknowledge our study does not evaluate how to increase access to treatment and cannot rate or recommend a specific treatment. However, ICBT is one example of a possible intervention found in the literature.
We acknowledge the inability to draw causal inferences due to the study design. However, the numbers raise concern regarding mental health among pilots. Limitations of this study include potential underestimation of frequencies of adverse mental health outcomes due to less participation among participants with more severe depression compared to those with less severe or without depression. This would lead to downward bias of the true estimate of depression prevalence over the survey period. Conversely, upward bias could occur if participants with underlying mental illness are more likely to participate and complete a survey than those without illness due to participant familiarity with the purpose of the study. We believe upward bias is minimized since participants are less likely to know the focus of our study because the survey covers many topics other than depression or suicidal thoughts. In addition, the survey was not described to participants as a mental health study but as a pilot health study.
Furthermore, completers worked as a pilot significantly longer on average than non-completers by over a year and more of them worked in the past 30 days than non-completers. Because of this, completers may exhibit better general health than non-completers and report lower frequency of depressive symptoms. We could not assess this due to non-responses.
Another source of underestimation is the length of the online survey. After implementation, we received feedback regarding the survey being too lengthy. Thus, if survey completers are different in characteristics from non-completers and if this difference influences depression scores, we posit the length of the survey may discourage more depressed participants from completing the survey. This also would result in downward bias.
This study did not conduct clinical interviews of survey respondents to confirm diagnosis of depression, nor did it have access to medical records. We felt the strength of participant anonymity out-weighed the ability to gather this information, and the medical literature provides evidence for good sensitivity and specificity of the PHQ-9 diagnosis compared with diagnosis from structured interviews [26, 28, 29].
Another limitation of this study is reduced generalizability to the general population of airline pilots. This is due to non-random sampling, incomplete participation, and the inability to determine an exact reference population due to anonymous participation. That said, aviation health researchers have utilized anonymous surveying before and published results while acknowledging these same limitations [18]. Furthermore, the only way to achieve responses from airline pilots was to make the survey completely anonymous. Nevertheless, the key findings remain surprising–hundreds of pilots currently flying are managing depression, and even suicidal thoughts, without the possibility of treatment due to the fear of negative career impacts.