- Open Access
Particulate matter air pollution and respiratory symptoms in individuals having either asthma or chronic obstructive pulmonary disease: a European multicentre panel study
Environmental Health volume 11, Article number: 75 (2012)
Particulate matter air pollution has been associated with adverse health effects. The fraction of ambient particles that are mainly responsible for the observed health effects is still a matter of controversy. Better characterization of the health relevant particle fraction will have major implications for air quality policy since it will determine which sources should be controlled.
The RUPIOH study, an EU-funded multicentre study, was designed to examine the distribution of various ambient particle metrics in four European cities (Amsterdam, Athens, Birmingham, Helsinki) and assess their health effects in participants with asthma or COPD, based on a detailed exposure assessment. In this paper the association of central site measurements with respiratory symptoms and restriction of activities is examined.
At each centre a panel of participants with either asthma or COPD recorded respiratory symptoms and restriction of activities in a diary for six months. Exposure assessment included simultaneous measurements of coarse, fine and ultrafine particles at a central site. Data on gaseous pollutants were also collected. The associations of the 24-hour average concentrations of air pollution indices with the health outcomes were assessed in a hierarchical modelling approach. A city specific analysis controlling for potential confounders was followed by a meta-analysis to provide overall effect estimates.
A 10 μg/m3 increase in previous day coarse particles concentrations was positively associated with most symptoms (an increase of 0.6 to 0.7% in average) and limitation in walking (OR= 1.076, 95% CI: 1.026-1.128). Same day, previous day and previous two days ozone concentrations were positively associated with cough (OR= 1.061, 95% CI: 1.013-1.111; OR= 1.049, 95% CI: 1.016-1.083 and OR= 1.059, 95% CI: 1.027-1.091, respectively). No consistent associations were observed between fine particle concentrations, nitrogen dioxide and respiratory health effects. As for particle number concentrations negative association (mostly non-significant at the nominal level) was observed with most symptoms whilst the positive association with limitation of activities did not reach the nominal level of significance.
The observed associations with coarse particles are in agreement with the findings of toxicological studies. Together they suggest it is prudent to regulate also coarse particles in addition to fine particles.
Over the last decades numerous epidemiological studies have clearly shown that urban air pollution can produce a variety of adverse health effects[1, 2]. Ambient particulate matter (PM) either characterized as the mass concentration of particles less than 10 μm (PM10) or less than 2.5 μm (PM2.5) are considered to be the major culprit. Therefore, current air quality standards or guidelines refer to PM10 and/or PM2.5[3, 4]. However, in reality ambient PM is a mixture of coarse (2.5-10 μm), PM2.5 (named also fine particles) and ultrafine (<0.1 μm) particles generated from different processes, having variable chemical composition and atmospheric behavior. It should also be noted that although the ultrafine fraction accounts for less than 1% of the mass of particulate matter, it represents the greatest proportion in terms of number of particles (typically >80%)[5–7]. Furthermore, the mechanism and the fraction of PM that are mainly responsible for the observed health effects is a matter of controversy. In 1995 Seaton hypothesized that the number of ultrafine particles may be a more health relevant property than the usually measured mass of inhaled PM10 and PM2.5. This is because of the greater surface area available to react with epithelial and inflammatory cells in the lung and because of the capacity of ultrafine particles to penetrate deeper in the lung parenchyma, potentially reaching the circulation and exerting adverse biological effects by releasing toxic free radicals[8–11]. In meantime other studies were published, however, the role of ultrafine particles is still under discussion[9, 12–14].
The only systematic review of studies that have analysed fine and coarse PM jointly demonstrates that the health effects of coarse particles are significant and should not be overlooked. Thus, special consideration should be given to each fraction of the particles and their effects on health. Better characterization of the health relevant particle fraction will have major implications for air quality policy since it will determine which sources should be controlled.
The RUPIOH (Relationship between Ultrafine and fine Particulate matter in Indoor and Outdoor air and respiratory Health) is an EU-funded multicentre study designed to examine the distribution of various particle metrics both indoors and outdoors in four European cities and assess their health effects in individuals with asthma or chronic obstructive pulmonary disease (COPD), based on a detailed exposure assessment. The study consisted of two parts: i) the diary study in which participants were asked to complete a daily diary for six months while exposure was assessed based on a central site measurements and ii) the intensive week measurements during which, for each subject, more intensive health and exposure measurements were conducted. In this paper, we report the association of ambient PM10, PM2.5, coarse particle mass (PM10-2.5) and particle number concentrations (PNC), measured at the central site, with respiratory symptoms and limitation in activities due to breathing problems in participants having either asthma or COPD who have been followed for six months. Associations of the health outcomes with gaseous air pollutants were also examined based on data collected from existing national monitoring networks in each country. The relationships between central site outdoor, residential outdoor and indoor concentrations, as well as the association between outdoor and indoor exposure to fine and ultrafine particles and lung function in the same participants but based on the intensive week measurements have been published before[16–20].
In the context of RUPIOH, a multicentre study was conducted from October 2002 to March 2004 in four European metropolitan areas, namely, Amsterdam (The Netherlands), Athens (Greece), Birmingham (United Kingdom) and Helsinki (Finland). During the whole study period a central site in each city was used to monitor particle mass and PNC on a daily basis. At various locations covering the entire metropolitan area, homes of participants with either asthma or COPD were selected. The criteria for the central site and homes selection have been described in detail in a previous publication. Respiratory health status of each participant was monitored for six months by a daily symptom diary. We used a staged entry of the participants (based on the real date the participants started to fill out the diaries) in order to increase the period of data collection and thus, decrease the likelihood for uncontrolled factors or unexpected events to influence the associations between air pollution and health. In all centres, participants were recruited between October 2002 and March 2004.
Inclusion criteria and recruitment procedures have been described in detail before. Briefly, in each city the recruitment criteria for participants were age 35 or more, a doctor diagnosis of either asthma (as defined by Global Initiative for Asthma) or COPD (as defined by Global Initiative for Chronic Obstructive Lung Disease) and having had experienced respiratory symptoms in the past 12 months[22, 23]. Especially, in the Netherlands some patients who had not received a definite diagnosis of asthma or COPD were classified as chronic non-specific lung disease (CNSLD) as a relic of tradition (term previously used to indicate either asthma or COPD). Severe patients defined as those using relief bronchodilating medications more than three times per day or using nebulised bronchodilators or long-term oxygen therapy as well as participants unable to perform a satisfactory spirometry test were excluded from the study. An attempt was made to select non-working, non-smoking patients living in a non-smoking household to eliminate potential confounding by occupational exposures to airborne particles and by environmental tobacco smoke. The same screening questionnaire was used across the four centres to ascertain eligibility. However, each centre was allowed to choose the optimal subject recruitment method. Specifically, in Amsterdam, the panelists were recruited through distribution of 10,000 information letters accompanied by screening questionnaires. Inclusion criteria were checked using the returned screening questionnaires followed by participants’ homes’ visits. In Athens, subjects recruited through local hospitals and pulmonary chest physicians were visited at home by a pulmonologist (A.K.) and one of the investigators of the exposure assessment team (I.K.) who checked whether inclusion criteria were met. In Finland, subjects were selected from the Helsinki Metropolitan Area (including cities of Helsinki, Espoo and Vantaa) by placing advertisement on two issues of the respiratory patient association magazine (circulation ~3500 households) and notice boards of pulmonary disease clinics of four major hospitals within the study area. Candidate subjects were interviewed and screened by telephone and invited to an information session when they met the criteria. In the United Kingdom, potential study subjects living in the greater area of Birmingham were selected from the Clinic for Respiratory illnesses (CRI) database of respiratory patients at the Heartlands Hospital. Privacy regulations restricted the selections to only those that had given their written consent to be approached for research studies.
Medical ethical clearance was acquired from the relevant local medical ethics committees in all centres before the start of the recruitment. Written informed consent was obtained from each subject.
The diary was based upon diaries used in previous studies of acute effects of air pollution such as the PEACE study. Although there is no real objective method of validating symptoms, a previous study by Hoek et al. provide evidence that symptoms, assessed with the same diary, are reflected in lung function drops. Participants were instructed to complete a daily record about respiratory symptoms and medication taken “as needed” for six months, grading shortness of breath, wheeze, cough, phlegm and woken with breathing problems as absent (0), slight (1), or moderate/severe (2). In addition, they were asked about any limitation in performing daily life activities categorized as vigorous (such as running, lifting heavy objects, participating in strenuous sports), moderate (such as moving a table, pushing a vacuum cleaner, bowling or playing golf), walking one block/climbing one flight of stairs and leaving one’s home, because of breathing problems. This limitation could be reported in three grades: no limitation (0), yes, did activity slowly (1) and yes, avoided activity completely (2). Questions on whether they have been outside the house or town and for how long have also been included.
During the study period there was personal contact with the participants once a month to collect the completed diary forms, discuss potential problems and keep the motivation at a good level.
Air pollution exposure
Exposure assessment has been described in previous publications[16–18, 20]. In brief, during the entire study period (October 2002 to March 2004) in each city measurements of PM2.5, PM10 and PNC were performed continuously at a central site representing urban background levels. The same type of condensation particle counter (TSI 3022A, TSI Inc., St. Paul, MN, USA) was used in each city to monitor PNC. 24-hour average particle mass concentration was measured with Harvard impactors for PM2.5 and PM10. Coarse particles concentrations were calculated by subtracting PM2.5 from PM10. After weighing, the absorbance of the PM2.5 filters (a good surrogate for elemental carbon/soot) was determined using reflectometry. PNC was transformed to “noon-to-noon” 24-hour means to coincide with the PM2.5 measurements. Data on concentrations of other air pollutants (ozone, nitrogen dioxide) and meteorology (air temperature, relative humidity) were collected from existing national monitoring networks in each country. We did not replace missing values in exposures variables by imputation.
Time trend in health endpoints (e.g. fatigue in reporting), weather (outdoor temperature, relative humidity), medication use and day of the week were taken into account as potential confounders. Because of the staged entry of participants, we evaluated two time variables: calendar date (proxy for unmeasured confounders) and day of study for a specific subject (possibly related to fatigue).
Quality assurance/quality control
Air pollution and health measurements were performed according to standard operating procedures (SOPs). A training workshop was organized before the start of the fieldwork and site visits were implemented during the fieldwork to identify any deviations from SOPs.
Data analysis was done according to a predefined analysis plan. The symptom variables, initially coded as 0 for no symptoms (absent), 1 for slight symptoms and 2 for moderate/severe symptoms, were dichotomised for the analysis by setting 0 for no symptoms and 1 for slight to moderate/severe symptoms. Each symptom was analysed separately either as prevalent (irrespective of its occurrence on the previous day) or incident (when that symptom was reported to be absent on the previous day). Medication use was coded as 0 (no medication) versus 1 (intake of one or more doses) independently of the initial medication group. Every person was included in the analysis regardless of how many diary entries were made. Moreover, diary entries were excluded when participants had left the study area during the measurement period. For every pollutant the following lags were evaluated: lag 0, 1, 2 and the average of lag 0–6 days. Lag 0 was defined as the 24-hour period starting from noon of the calendar day before the health response.
A hierarchical modelling approach was used. First, regression models were fitted in each city separately to allow specific control for seasonal effects, weather and other potential confounders. Results of the individual city analysis were used in a second stage analysis (meta-analysis) to provide overall estimates. We computed both fixed and random effects combined estimates. Furthermore, a chi-square test of heterogeneity of the four city-specific estimates was computed.
We applied logistic regression to obtain centre-specific effect estimates. A smooth function (natural splines with 6 degrees of freedom per year) of time was used to remove the seasonal patterns and long time trends from the data. Afterwards, same-day (lag 0) and previous-day (lag 1) mean daily temperatures were introduced simultaneously into the model. For both lags of temperature, a linear term was compared with a smoothed function (natural splines) with 2, 3 and 4 degrees of freedom and the model with the lowest Akaike’s Information Criterion (AIC) was selected. A linear term of relative humidity (lag 0) was added to the model as another indicator of weather. Finally, indicator variables for day of the week, medication use and individual differences in frequency of symptoms, were added to the model. After setting up the baseline model, the effects of the various lags of the pollutants were evaluated.
In the city specific analysis we fitted fixed effects models, described above, as well as random intercept logistic regression models using “glmmPQL” function from MASS library in R software, to take into account the correlation among each subject’s measurements. Results from the random effects analysis were very similar to those derived from fixed effects. In a few cases though, we faced convergence issues. This was even more the case when we tested a first order autoregressive correlation structure. The significance of the associations was similar between random intercept models and the models incorporating an autoregressive term.
Because of the heterogeneity of the study population, we repeated the analysis (for all air pollution measures) for the subgroup of asthmatic patients. There were not enough COPD patients to analyse these patients separately. We also fitted two pollutant models by including simultaneously PM2.5 and PM10-2.5 in order to better characterize which of the two components of PM10 (PM10-2.5 or PM2.5) was responsible for the observed health effects.
Effect estimates are expressed as odds ratios (OR) for an increase of 10 μg/m3 in PM10, 10 μg/m3 in PM2.5, 10 μg/m3 in PM10-2.5, 10,000 particles/cm3 for PNC and 1·10-5 m-1 for absorbance, in order to be comparable with other studies. For gaseous pollutants the effect estimates are expressed as OR for an increase of 10 μg/m3 in ozone and NO2 concentrations.All analyses were performed using R software.
A brief description of the study population is presented in Table1. Mean age and age range were about the same in all cities. Three participants in Athens were slightly below of the recruitment criterion of ≥35 years. In Amsterdam a large group was reported to have CNSLD. Medication use was high in the panels. Seventy seven per cent of the participants (77%) used reliever medication. Use of “as needed medication” was recorded in 26.5% of total person days in Helsinki, 13.9% in Athens, 37.9% in Amsterdam and 59.7% in Birmingham. Twenty-nine participants (21%) worked outside their home especially from Amsterdam and Birmingham. Those who worked outside their home, worked on average 19 h/week.
In total between 4,760 and 6,003 person days were available for analysis in the four cities. In Amsterdam, Athens and Birmingham participants filled out the diary from October 2002 to March 2004 whilst in Helsinki between October 2002 and February 2004. Missing values (person days) ranged between 9.4-15.1% in Amsterdam, 4.7-5.5% in Athens, 8.7-8.8% in Birmingham and 8.6-12.1% in Helsinki. Consistent with the composition of the panel, fairly high symptom prevalence occurred during the study period. Person days with severe symptoms were low, except for cough and phlegm. There were small differences between the cities (Table2).
Air pollution concentrations
Helsinki had the lowest median concentrations for all PM components whilst Athens had the highest. However, maximum concentrations of PM2.5 were observed in Amsterdam (103.4 μg/m3) and of PM10-2.5 (152.6 μg/m3) in Helsinki (Table3).
Air pollution effects on symptoms-limitation in activities due to breathing problems
We observed very small differences in fixed and random effects combined estimates. In Tables4 and5 combined odds ratios for the association of particulate matter indices, NO2, ozone and prevalence of symptoms and limitation in activities are presented, using random effects models adjusting for the above mentioned confounders and “as needed” medication. When all participants were included in the analysis as a total, we found that a 10 μg/m3 increase in PM10 was significantly associated at the nominal level with shortness of breath in the lag 1 whilst the association in the lags 2 and 0 to 6 was of borderline significance. However, none of the associations was significant for the asthma group. Significant association was also observed for wheezing and limitation in walking due to breathing problems (lag 1). The association was driven by the PM10-2.5 component of PM10 and much less by PM2.5. Coarse particles concentrations were positively associated with most symptom and restriction of activities variables in lag1. In addition, the modest correlations between PM10-2.5 and PM2.5 (0.08, 0.40, 0.35 and 0.13 for Amsterdam, Athens, Birmingham and Helsinki respectively) did allow us to apply a two-pollutant model in order to separate and further evaluate the effects of the two components of PM10. The magnitude of the associations for PM10-2.5 with prevalence of symptoms and restriction of activities remained approximately the same or increased when we applied a two-pollutant model with PM2.5 (Table6).
The above-mentioned positive associations with PM10-2.5 (Tables4 and5) were reduced and no longer significant after restricting the analysis to the asthmatic only participants. A significant association remained with restricting walking activities and wheeze (borderline).
Ozone was significantly associated with cough at lag 0, lag 1, lag 2 and with woken with breathing problems at lag 0. Furthermore, the associations with wheezing, limitation in vigorous activities and walking due to breathing problems remained positive across all examined lags although, non significant. Negative but non significant associations were observed with shortness of breath across all examined lags. However, a significant preventive effect of ozone for shortness of breath was revealed for lags 1 and 2, in the asthma group. Moreover, in the asthmatics, negative associations were also observed for ozone with woken with breathing problems (lag 0), wheezing (lag 0 and lag 1), and with limitation in activities due to breathing problems (most of the lags), although non significant (Tables4 and5).
Neither PM2.5 nor NO2 were consistently associated with any symptom or limitation in activities variable. As for PNC a (mostly non-significant) negative association was observed with most symptoms whilst the positive associations with woken with breathing problems and cough in lag 1 as well as in limitation of activities due to breathing problems (mainly vigorous and moderate) in lags 0, 1, 2 did not reach the nominal level of significance. Moreover, for PNC a change of the negative associations with woken with breathing problems towards positive values, across all lags, was observed when the analysis was restricted to the asthmatic participants, although non significant (Tables4 and5).
Centre specific and overall effect estimates with 95 percent confidence intervals (95% CI) for the association of each symptom and air pollutant in lag1 are presented in Figure1. Odds ratios (OR) for the effect of PM10-2.5 were consistently above one in almost every city as well as in the pooled data using random effects meta-analysis.
Patterns similar to those in the combined prevalence analyses were observed for the associations of incident symptoms and particles especially the coarse fraction. Shortness of breath was consistently associated with PM10 and PM10-2.5 in lag 1 with no indication of heterogeneity between the centres (OR = 1.045, 95% CI: 1.008, 1.083 and OR = 1.065, 95% CI: 1.009, 1.124 respectively). There was also a tendency towards positive associations between PM10-2.5 and incidence of wheezing, cough and limitation in walking but none of the associations were statistically significant. Additionally, ozone was positively associated with cough in lags 1 and 2 as well as the average lag 0–6 days but only in lag 2 the association reached the nominal level of significance (Table7).
In this multicentre study we found consistent positive associations between coarse particles central sites concentrations and prevalence of respiratory symptoms, as recorded in a 6-month diary, in four panels of participants with predominantly mild to moderate asthma or COPD in four European cities participating in the RUPIOH study. We also found a significant association of ozone with cough and woken with breathing problems, but not with other symptoms. Neither PM2.5 nor NO2 were consistently associated with any symptom or limitation in activities variable. As for PNC a (mostly non-significant) negative association was observed with most symptoms whilst positive associations with woken with breathing problems and cough as well as with limitation of vigorous and moderate activities due to breathing problems, did not reach the nominal level of significance. Interestingly, for PNC a change of the negative associations with woken with breathing problems towards positive values, across all lags, was observed when the analysis was restricted to the asthmatic participants, although non significant at the nominal level. An analysis of the asthmatic subgroup showed generally lower odds ratios for PM10-2.5.
One particularity and strength of the RUPIOH study is the in depth assessment of particulate air pollution by measuring PM10, PM2.5 (then deriving coarse particles), filters absorbance as well as the number of ultrafine particles. Previous work from RUPIOH that included air pollution monitoring for one week inside and directly outside participants’ homes reported no association with lung function. As the authors stated a potential explanation could be the high prevalence of medication use, the short period of measurements (one week) that limited the ability to assess lagged effects over several days or absence of an effect. The high prevalence of medication use may also have covered some associations in the present study.
A limitation of the study is the inclusion of both COPD and asthma patients. COPD and asthma are two diseases with different underlying pathophysiological mechanisms and day to day variability in their symptoms[22, 23]. Mixing of the two diseases does not create bias in the analysis in the full population as we adjusted for differences in health status between individuals. The generalizability of the size of the effect estimates is more affected by the population. Though asthma and COPD are different diseases, we are not aware of studies that have demonstrated differences in the magnitude of response to air pollution. In our recently accepted paper in the same panel we did not find any difference in the effect of PM10-2.5 on total nitrate and nitrite concentrations in exhaled breath condensate (EBC NOx), a marker of oxidative stress between asthma and COPD patients. In that study we could evaluate disease status as the outcome was a continuous variable. Unfortunately, an analysis restricted to COPD patients was not possible due to the small number of COPD patients participating in Helsinki and Birmingham. Hence, we also could not test whether the smaller PM10-2.5 effect in the asthmatic subgroup differed significantly from the COPD subgroup.
Our coarse particle findings are however consistent with the observation that in the RUPIOH study only the PM10-2.5 concentration at central sites was significantly associated with increased EBC NOx collected during the same week as the spirometry. EBC NOx has been suggested as a reliable marker of oxidative stress[29–31]. The link between PM10-2.5 with oxidative stress and airway inflammation may explain the increase in respiratory symptoms we found.
In this study, we also report significant positive associations of ozone with cough throughout most of the examined lags both in the analysis of total participants and the subgroup of the asthmatics that are consistent with previous epidemiological and toxicological studies. In addition, positive associations, but not significant in the nominal level, were observed with most of symptoms when total participants were included in the analysis. However, when we restricted the analysis to the subgroup of asthmatics, a significant preventive effect of ozone for shortness of breath was revealed for lags 1 and 2. Negative associations were also observed with woken with breathing problems, wheezing and with limitation in activities due to breathing problems, although non significant. Factors like high medication use, intrinsic differences in responsiveness to ozone among individuals, adaptation to ozone issues or other spurious effects may have been responsible for these findings.
In the last two decades a substantial body of literature has focused on the harmful health effects of PM10 and PM2.5[15, 32]. As a result guideline values have been recommended by the U.S. Environmental Protection Agency and World Health Organization for both indicators of PM pollution to protect public health[2, 3]. However, from recent studies there is increasing evidence that the health effects of coarse particles should not be underestimated. In a systematic review of epidemiological studies that have analyzed fine and coarse PM jointly, Brunekreef and Forsberg examined the epidemiological evidence for effects of coarse particles on health. They concluded that the effects of PM10-2.5 were stronger than or as strong as PM2.5 on short-term respiratory morbidity. Furthermore, in a national multicity study, Zanobetti and Schwartz found a strong association of both fine and coarse particles with daily deaths in 112 U.S. cities. A 10 μg/m3 increase in PM10-2.5 was significantly associated with total mortality, stroke, cardiovascular, and respiratory mortality, the latter of which showing the largest effect (a 1.2% increase). Mechanistically, these effects may be due either to biogenic factors or to metals carried by PM10-2.5 by activation of inflammatory and oxidative stress pathways[34–36]. The findings of our study support previous epidemiological and toxicological evidence that health effects due to the coarse fraction may be substantial.
The large number of calculations we have done could have given some statistically significant associations by chance. However, multiple testing is an unlikely explanation of the findings in the current study. In the full study population we found 14 significant associations of which 10 were positive; in the asthmatics subgroup we found 12 significant associations of which 8 were positive. The consistency of associations (e.g. for ozone and cough) further argues against chance as the main explanation for our findings. Additionally, in the full study population the significant associations for PM10-2.5 were supported by elevated though not nominally significant ORs for other lags and symptoms. Finally, ORs were mainly homogeneous across centers. Moreover, the modest correlations between PM10-2.5 and PM2.5 did allow us to apply a two-pollutant model in order to separate and further evaluate the effects of the two components of PM10. The magnitude of the associations for PM10-2.5 with prevalence of symptoms and restriction of activities remained approximately the same or increased when we applied a two-pollutant model with PM2.5.
The majority of studies that investigated health effects of particulate pollutants have expressed results on a mass basis. It has been suggested that when taking into consideration particle number or surface area, the pulmonary dose of toxic material related to PM2.5 may be much larger than the dose related to PM10-2.5 that for this reason alone, comparison on a mass basis may be less informative. In our study we separately investigated the mass and the number effect. Neither central site PM2.5 nor PNC were consistently associated with symptoms. The association we observed with PM10-2.5, if not by chance, may also imply that a central measurement site is more appropriate for measurements of mass concentrations than for PNC. The analysis of RUPIOH data by Puustinen et al. showed generally high correlations between 24 hour average central site and residential outdoor concentrations for PM2.5 and soot with a lesser median correlation for PM10 and a lower correlation for PNC and PM10-2.5. For PM10-2.5 correlations between central site and home outdoor measurements were 0.66, 0.74, 0.89 and 0.64 in Helsinki, Athens, Amsterdam and Birmingham respectively. A central site thus provides a reasonably good estimate of more local exposures even for coarse particles.
The relatively high divergence of PM10-2.5 concentrations between proximate sites in the UK has recently been confirmed by Liu and Harrison. Consequently, for both PNC and PM10-2.5, there is a higher probability of exposure misclassification than for PM2.5 or soot. The finding of significant associations with respiratory health outcomes for PM10-2.5 but not for PNC is therefore quite striking but consistent with the recent findings of a time series study in London which found significant associations between PNC and cardiovascular health outcomes whilst PM mass metrics were associated with respiratory outcomes. A plausible explanation could be the existence of different biological and pathophysiological mechanisms through which PM10-2.5 and PNC exert their adverse effects or different target organs. The results of recent toxicological studies support the theory that PM10-2.5 exert their effects at the site of deposition in the airways whereas PNC, after crossing the alveolar epithelial barrier, enter into the systemic circulation and affect cardiovascular function[40, 41]. This theory could explain the positive associations we found between PM10-2.5 and respiratory symptoms.
In summary, our study contributes to the literature on the health effects of PM in respiratory patients. Moreover, the results of our study are in agreement with the findings of recent epidemiological and toxicological studies and provide enough evidence to conclude that it is prudent to keep PM10-2.5 regulated in addition to fine particles.
Our study adds to the limited existing evidence of recent epidemiological and toxicological studies that health effects due to the coarse fraction of ambient PM may be substantial. Further studies are needed to clarify possible different effects of PM on COPD and asthmatic patients. The observed associations suggest it is prudent to regulate also coarse particles in addition to fine particles.
Akaike’s information criterion
Chronic non-specific lung disease
Chronic obstructive pulmonary disease
- EBC NOx:
Total nitrate and nitrite concentrations in exhaled breath condensate
- PM10-2.5 :
- PM10 :
Mass concentration of particles less than 10 μm
- PM2.5 :
Mass concentration of particles less than 2.5 μm
Particle number concentrations
Relationship between Ultrafine and fine Particulate matter in Indoor and Outdoor air and respiratory Health
Standard operating procedures
- 95% CI:
95% confidence interval.
Brunekreef B, Holgate S: Air pollution and health. Lancet. 2002, 360: 1233-1242. 10.1016/S0140-6736(02)11274-8.
Katsouyanni K: Ambient air pollution and health. Br Med Bulletin. 2003, 68: 143-156. 10.1093/bmb/ldg028.
U.S. Environmental Protection Agency: National Ambient Air Quality Standards (NAAQS). [http:/www.epa.gov/air/criteria.html]
World Health Organization: WHO Air quality guidelines for particulate matter, ozone, nitrogen dioxide and sulphur dioxide. Global Update. 2005, [http://whqlibdoc.who.int/hq/2006/WHO_SDE_PHE_OEH_06.02_eng.pdf], . Summary of risk assessment
de Hartog JJ, Hoek G, Mirme A, Tuch T, Kos GP, ten Brink HM, Brunekreef B, Cyrys J, Heinrich J, Pitz M, Lanki T, Vallius M, Pekkanen J, Kreyling WG: Relationship between different size classes of particulate matter and meteorology in three European cities. J Environ Monit. 2005, 7: 302-310. 10.1039/b415153d.
Donaldson K, Stone V, Clouter A, Renwick L, MacNee W: Ultrafine particles. Occup Environ Med. 2001, 58: 211-216, 199. 10.1136/oem.58.3.211.
Pekkanen J, Kulmala M: Exposure assessment of ultrafine particles in epidemiologic time-series studies. Scand J Work Environ Health. 2004, 30 (Suppl 2): 9-18.
Seaton A, MacNee W, Donaldson K, Godden D: Particulate air pollution and acute health effects. Lancet. 1995, 345: 176-178. 10.1016/S0140-6736(95)90173-6.
Peters A, Wichmann HE, Tuch T, Heinrich J, Heyder J: Respiratory effects are associated with the number of ultrafine particles. Am J Respir Crit Care Med. 1997, 155: 1376-1383.
Jaques PA, Kim CS: Measurement of total lung deposition of inhaled ultrafine particles in healthy men and women. Inhal Toxicol. 2000, 12: 715-731. 10.1080/08958370050085156.
Ferin J, Oberdorster G: Polymer degradation and ultrafine particles: potential inhalation hazards for astronauts. Acta Astronaut. 1992, 27: 257-259.
Brook RD, Franklin B, Cascio W, Hong Y, Howard G, Lipsett M, Luepker R, Mittleman M, Samet J, Smith SC, Tager I: Expert Panel on Population and Prevention Science of the American Heart Association: Air pollution and cardiovascular disease: a statement for healthcare professionals from the Expert Panel on Population and Prevention Science of the American heart Association. Circulation. 2004, 109: 2655-71. 10.1161/01.CIR.0000128587.30041.C8.
Ibald-Mulli A, Timonen KL, Peters A, Heinrich J, Wölke G, Lanki T, Buzorius G, Kreyling WG, de Hartog J, Hoek G, ten Brink HM, Pekkanen J: Effects of particulate air pollution on blood pressure and heart rate in subjects with cardiovascular disease: a multicenter approach. Environ Health Perspect. 2004, 112: 369-77.
Brook RD, Rajagopalan S, Pope CA, Brook JR, Bhatnagar A, Diez-Roux AV, Holguin F, Hong Y, Luepker RV, Mittleman MA, Peters A, Siscovick D, Smith SC, Whitsel L, Kaufman JD: American Heart Association Council on Epidemiology and Prevention, Council on the Kidney in Cardiovascular Disease, and Council on Nutrition, Physical Activity and Metabolism: Particulate matter air pollution and cardiovascular disease: an update to the scientific statement from the American Heart Association. Circulation. 2010, 121: 2331-78. 10.1161/CIR.0b013e3181dbece1.
Brunekreef B, Forsberg B: Epidemiological evidence of effects of coarse airborne particles on health. Eur Respir J. 2005, 26: 309-318. 10.1183/09031936.05.00001805.
Lianou M, Chalbot M-C, Kotronarou A, Kavouras IG, Karakatsani A, Katsouyanni K, Puustinnen A, Hameri K, Vallius M, Pekkanen J, Meddings C, Harrison RM, Thomas S, Ayres JG, Brink H, Kos G, Meliefste K, de Hartog JJ, Hoek G: Dependence of outdoor particulate mass and number concentrations on residential and traffic features in urban areas. J Air Waste Manag Assoc. 2007, 57: 1507-1517. 10.3155/1047-32126.96.36.1997.
Puustinen A, Hämeri K, Pekkanen J, Kulmala M, de Hartog J, Meliefste K, ten Brink H, Kos G, Katsouyanni K, Karakatsani A, Kotronarou A, Kavouras I, Meddings C, Thomas S, Harrison R, Ayres JG, van der Zee S, Hoek G: Spatial variation of particle number and mass over four European cities. Atmos Environ. 2007, 41: 6622-6636. 10.1016/j.atmosenv.2007.04.020.
Hoek G, Kos G, Harrison R, de Hartog J, Meliefste K, ten Brink H, Katsouyanni K, Karakatsani A, Lianou M, Kotronarou A, Kavouras I, Pekkanen J, Vallius M, Kulmala M, Puustinen A, Thomas S, Meddings C, Ayres J, van Wijnen J, Hameri K: Indoor-outdoor relationships of particle number and mass in four European cities. Atmos Environ. 2008, 42: 156-169. 10.1016/j.atmosenv.2007.09.026.
de Hartog JJ, Ayres JG, Karakatsani A, Analitis A, Brink HT, Hameri K, Harrison R, Katsouyanni K, Kotronarou A, Kavouras I, Meddings C, Pekkanen J, Hoek G: Lung function and indicators of exposure to indoor and outdoor particulate matter among asthma and COPD patients. Occup Environ Med. 2010, 67: 2-10. 10.1136/oem.2008.040857.
Lianou M, Chalbot M-C, Kavouras IG, Kotronarou A, Karakatsani A, Analytis A, Katsouyanni K, Puustinen A, Hameri K, Vallius M, Pekkanen J, Meddings C, Harrison RM, Ayres JG, ten Brick H, Kos G, Meliefste K, de Hartog J, Hoek G: Temporal variations of particulate matter in four European urban areas. Environ Sci Pollut Res Int. 2011, 18: 1202-1212. 10.1007/s11356-011-0471-y.
Roemer W, Hoek G, Brunekreef B: Pollution effects on asthmatic children in Europe, The PEACE study. Clin Exp Allergy. 2000, 30: 1067-1075. 10.1046/j.1365-2222.2000.00851.x.
GINA guidelines for asthma: [http://www.ginasthma.com/]
GOLD guidelines for COPD: [http://www.goldcopd.com/]
Sluiter HJ, Koëter GH, de Monchy JG, Postma DS, de Vries K, Orie NG: The Dutch hypothesis (chronic non-specific lung disease) revisited. ERJ. 1991, 4: 479-489.
Hoek G, Wypij D, Brunekreef B: Self-reporting versus parental reporting of acute respiratory symptoms of children and their relation to pulmonary function and air pollution. Int J Epidemiol. 1999, 28: 293-299. 10.1093/ije/28.2.293.
Berkey CS, Hoaglin DC, Mosteller F, Colditz GA: A random-effects regression model for meta-analysis. Stat Med. 1995, 14: 395-411. 10.1002/sim.4780140406.
R Development Core Team: R: A language and environment for statistical computing. 2005, Vienna, Austria: R Foundation for Statistical Computing
Manney S, Meddings CM, Harrison RM, Mansur AH, Karakatsani A, Analitis A, Katsouyanni K, Perifanou D, Kavouras IG, Kotronarou A, de Hartog JJ, Pekkanen J, Hämeri K, ten Brink H, Hoek G, Ayres JG: Association between exhaled breath condensate nitrate + nitrite levels with ambient coarse particle exposure in subjects with airway disease. Occup Environ Med. 2012, 69: 663-669. 10.1136/oemed-2011-100255.
Ganas K, Loukides S, Papatheodorou G, Panagou P, Kalogeropoulos N: Total nitrite/nitrate in expired breath condensate in patients with asthma. Respir Med. 2001, 95: 649-654. 10.1053/rmed.2001.1117.
Robroeks CM, van de Kant KD, Jöbsis Q, Hendriks HJ, van Gent R, Wouters EF, Damoiseaux JG, Bast A, Wodzig WK, Dompeling E: Exhaled nitric oxide and biomarkers in exhaled breath condensate indicate the presence, severity and control of childhood asthma. Clin Exp Allergy. 2007, 37: 1303-1311. 10.1111/j.1365-2222.2007.02788.x.
Chérot-Kornobis N, Hulo S, Edmé JL, de Broucker V, Matran R, Sobaszek A: Analysis of nitrogen oxides (NOx) in the exhaled breath condensate (EBC) of subjects with asthma as a complement to exhaled nitric oxide (FeNO) measurements: a cross-sectional study. BMC Res Notes. 2011, 4: 202-10.1186/1756-0500-4-202.
Kelly FJ, Fussell JC: Air pollution and airway disease. Clin Exp Allergy. 2011, 41: 1059-1071. 10.1111/j.1365-2222.2011.03776.x.
Zanobetti A, Schwartz J: The effect of fine and coarse particulate air pollution on mortality: a national analysis. Environ Health Perspect. 2009, 117: 898-903. 10.1289/ehp.0800108.
Alexis NE, Lay JC, Zeman K, Bennet WE, Peden DP, Soukup JM, Devlin RB, Becker S: Biological material on inhaled coarse fraction particulate matter activates airway phagocytes in vivo in healthy volunteers. J Allergy Clin Immunol. 2006, 117: 1396-1403. 10.1016/j.jaci.2006.02.030.
Schlesinger RB, Kunzli N, Hidy GM, Gotschi T, Jerrett M: The health relevance of ambient particulate matter characteristics: coherence of toxicological and epidemiological inferences. Inhal Toxicol. 2006, 18: 95-125. 10.1080/08958370500306016.
Happo MS, Salonen RO, Halinen AI, Jalava PI, Pennanen AS, Kosma VM, Sillanpää M, Hillamo R, Brunekreef B, Katsouyanni K, Sunyer J, Hirvonen MR: Dose and time dependency of inflammatory responses in the mouse lung to urban air coarse, fine, and ultrafine particles from six European cities. Inhal Toxicol. 2007, 19: 227-246. 10.1080/08958370601067897.
Sandström T, Cassee FR, Salonen R, Dybing E: Recent outcomes in European multicentre projects on ambient particulate air pollution. Toxicol Appl Pharmacol. 2004, 200: 186-200. 10.1016/j.taap.2004.04.011.
Liu J-Y, Harrison RM: Properties of coarse particles in the atmosphere of the United Kingdom. Atmos Environ. 2011, 45: 3267-3276. 10.1016/j.atmosenv.2011.03.039.
Atkinson RW, Fuller GW, Anderson HR, Harrison RM, Armstrong B: Urban ambient particle metrics and health: A time series analysis. Epidemiology. 2010, 21: 501-511. 10.1097/EDE.0b013e3181debc88.
Tong H, Cheng WY, Samet JM, Gilmour MI, Devlin RB: Differential cardiopulmonary effects of size-fractionated ambient particulate matter in mice. Cardiovasc Toxicol. 2010, 10: 259-267. 10.1007/s12012-010-9082-y.
Amatullah H, North ML, Akhtar US, Rastogi N, Urch B, Silverman FS, Chow CW, Evans GJ, Scott JA: Comparative cardiopulmonary effects of size-fractionated airborne particulate matter. Inhal Toxicol. 2012, 24: 161-171. 10.3109/08958378.2011.650235.
Financial support: The study was done within the framework of the “Relationship between Ultrafine and fine Particulate matter in Indoor and Outdoor air and respiratory Health” (RUPIOH)-project. The project was funded by the EU Quality of Life and Management of Living Resources programme, contact QLRT-2001-00452. The project was coordinated by IRAS.
We thank Kees Meliefste, Hans Jongsma, Marjan Tewis, Maria Lianou, Spyros Lykoudis, Ino Vei, Evangelos Akylas, Dimitrios Papagiannis, Antonios Foutougios, Elena Arvanitaki, Vana Athanassiadi, Steve Thomas and Claire Meddings for their contribution to the fieldwork and data management.
The authors declare that they have no competing interests.
All authors of this paper have critically read and approved the final version submitted. They have also made substantive intellectual contributions by directly participating either in the planning, execution, or analysis of the study. AK contributed to the development of the study design, acquisition and interpretation of data and drafted the paper. AA did the analysis, contributed to the interpretation of data and wrote the statistical analysis section of the paper. DP, IGK, JJdeH contributed substantially to acquisition and interpretation of data. JGA, RMH, AK, JP, KH, GPAK, KK contributed to the study design, interpretation of data and have been involved in drafting the manuscript. GH conceived and developed the study design, contributed to the interpretation of data and was involved in drafting the paper. All authors have revised drafts and contributed to the revisions.
Authors’ original submitted files for images
Below are the links to the authors’ original submitted files for images.
About this article
Cite this article
Karakatsani, A., Analitis, A., Perifanou, D. et al. Particulate matter air pollution and respiratory symptoms in individuals having either asthma or chronic obstructive pulmonary disease: a European multicentre panel study. Environ Health 11, 75 (2012). https://doi.org/10.1186/1476-069X-11-75
- Air pollution
- Chronic obstructive pulmonary disease
- Coarse particles
- Particle number concentration
- Respiratory health